Yan Kiu Kristy Ko
高昕翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kiu Kristy Ko (高昕翹), a licensed former licensee with CE reference BKD549. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-07-25 | 2022-03-12 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-07-25 | 2022-03-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2017-07-25 | 2018-09-27 |