Yue (SFC:BKA711) Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:BKA711) Zhao ( ), a licensed former licensee with CE reference BKA711. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-09-11 | 2022-04-04 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-25 | 2022-04-04 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-25 | 2022-04-04 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-05 | 2018-10-26 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-05 | 2018-10-26 |