Yueran Shen
沈悅然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yueran Shen (沈悅然), a licensed former licensee with CE reference BJV077. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2023-07-04 | 2024-11-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2023-07-04 | 2024-11-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2017-07-11 | 2018-07-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2017-07-11 | 2018-07-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2017-07-11 | 2018-07-04 |