Yan Bi
畢琰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Bi (畢琰), a licensed former licensee with CE reference BJS087. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-04-24 | 2026-04-30 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2026-04-24 | 2026-04-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2023-08-25 | 2023-09-02 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2023-08-25 | 2023-09-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-22 | 2018-12-31 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-10-22 | 2018-12-31 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-22 | 2018-12-31 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-22 | 2018-12-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-12 | 2017-06-21 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-06-12 | 2017-06-21 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-12 | 2017-06-21 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-12 | 2017-06-21 |