Zhicheng Lu
陸志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhicheng Lu (陸志成), a licensed Representative with CE reference BJR690. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2023-03-15 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2021-11-18 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-24 | 2021-05-19 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-06-05 | 2017-06-10 |