Adrian Joseph Nicholas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Joseph Nicholas ( ), a licensed former licensee with CE reference BJR390. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-02 | 2017-06-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-06-02 | 2017-06-07 |