Todd Damon Lopez
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Todd Damon Lopez ( ), a licensed former licensee with CE reference BJP602. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-26 | 2025-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-05-26 | 2025-05-30 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-26 | 2025-05-30 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-26 | 2025-05-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-01-14 | 2025-01-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-01-14 | 2025-01-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-01-14 | 2025-01-17 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-01-14 | 2025-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-10-18 | 2019-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-10-18 | 2019-10-25 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-10-18 | 2019-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-10-18 | 2019-10-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-07 | 2018-05-11 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2018-05-07 | 2018-05-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-05-07 | 2018-05-11 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2018-05-07 | 2018-05-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-13 | 2017-10-20 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-10-13 | 2017-10-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-13 | 2017-10-20 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-13 | 2017-10-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-06-09 |