Yuen On Alice Chan
陳婉銨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen On Alice Chan (陳婉銨), a licensed former licensee with CE reference BJL319. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-04-27 | 2018-06-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-04-27 | 2018-06-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-04-27 | 2018-06-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-04-27 | 2018-06-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-04-27 | 2018-06-15 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-04-27 | 2018-06-15 |