Yuqi (SFC:BJI812) Wang
王玉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuqi (SFC:BJI812) Wang (王玉琪), a licensed former licensee with CE reference BJI812. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-07 | 2026-01-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-02-07 | 2026-01-31 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-30 | 2021-08-10 |
| Grand Capital Securities Limited 大唐資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-26 | 2021-08-10 |
| Grand Capital Futures Limited 大唐資本期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-26 | 2021-08-10 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-09 | 2021-04-30 |
| Grandly Financial Services Limited 冠力金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-09 | 2021-04-30 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-29 | 2020-10-16 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-09-29 | 2020-10-16 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-31 | 2017-08-22 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-31 | 2017-08-22 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2017-05-02 | 2017-05-29 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2017-05-02 | 2017-05-29 |