Ka Yan Tse
謝嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Tse (謝嘉欣), a licensed former licensee with CE reference BJG606. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-10-20 | 2023-09-04 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-10-13 | 2023-09-04 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-20 | 2021-05-28 |