Wenjiao Liu
劉文嬌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjiao Liu (劉文嬌), a licensed former licensee with CE reference BJE604. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-09-07 | 2021-04-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-07 | 2021-04-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-07 | 2021-04-01 |
| State Street Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-03-23 | 2020-05-04 |