Zhi (SFC:BJD994) Wang
王植
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi (SFC:BJD994) Wang (王植), a licensed Representative with CE reference BJD994. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-08-15 | present |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-06-30 | 2023-07-06 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-03-06 | 2023-03-17 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-03-03 | 2020-06-27 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2017-03-03 | 2020-06-27 |