Kin Shing Stephen Chu
朱建誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Shing Stephen Chu (朱建誠), CE reference BJD164. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-01 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-03-01 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2022-03-01 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-12 | 2022-03-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-12 | 2022-03-01 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-12 | 2022-03-01 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-12-02 | 2021-09-26 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-13 | 2021-09-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-16 | 2021-09-26 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-22 | 2021-09-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-02 | 2021-09-26 |