Michael James Rudland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Rudland ( ), a licensed former licensee with CE reference BJD156. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-13 | 2024-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-06-28 | 2019-07-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-05-10 | 2019-05-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-07-20 | 2018-07-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-03-23 | 2018-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-10-23 | 2017-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-23 | 2017-10-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-07-04 | 2017-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-07-04 | 2017-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-06-06 | 2017-06-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-06-06 | 2017-06-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-05-09 | 2017-05-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-05-09 | 2017-05-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-04-21 | 2017-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-04-21 | 2017-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-04-21 | 2017-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-03-10 | 2017-03-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-03-10 | 2017-03-14 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-03-10 | 2017-03-14 |