Michael James Rudland

CE No. BJD156 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Rudland (), a licensed former licensee with CE reference BJD156. Total licence records on file: 19.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2024-09-13 2024-09-17
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2019-06-28 2019-07-05
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2019-05-10 2019-05-17
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2018-07-20 2018-07-26
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2018-03-23 2018-03-29
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2017-10-23 2017-10-27
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2017-10-23 2017-10-27
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2017-07-04 2017-07-07
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2017-07-04 2017-07-07
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2017-06-06 2017-06-09
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2017-06-06 2017-06-09
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2017-05-09 2017-05-12
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2017-05-09 2017-05-12
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2017-04-21 2017-04-28
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-04-21 2017-04-28
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2017-04-21 2017-04-28
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2017-03-10 2017-03-14
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-03-10 2017-03-14
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2017-03-10 2017-03-14

Related