John Victor Cabarles Te
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Victor Cabarles Te ( ), a licensed former licensee with CE reference BJC545. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-11-18 | 2025-11-21 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-05-23 | 2025-05-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-10-28 | 2024-11-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-05-24 | 2024-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-12 | 2024-01-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2022-12-01 | 2022-12-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-01-11 | 2019-01-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-09-10 | 2018-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-02-28 | 2017-03-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-02-28 | 2017-03-02 |