Oliver James Rogers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver James Rogers, a licensed Representative with CE reference BJC053. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2024-06-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2024-06-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2024-06-04 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-01 | 2023-10-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-01 | 2023-10-17 |