Hoi Yan So
蘇凱恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan So (蘇凱恩), a licensed former licensee with CE reference BJB934. This person has 0.7 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-15 | 2017-11-24 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-08 | 2017-11-24 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-08 | 2017-11-24 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-03-08 | 2017-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Yan So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.