Na (SFC:BJB579) Li
李娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Na (SFC:BJB579) Li (李娜), CE reference BJB579. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Asset Management (Hong Kong) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-05 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-05 | present |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-04-05 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-10 | 2017-05-25 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-10 | 2017-05-25 |