Xiao (SFC:BIY697) Han

韓笑
CE No. BIY697 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BIY697) Han (韓笑), a licensed former licensee with CE reference BIY697. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
ICBC International Capital Limited
工銀國際融資有限公司
Rep Type 4 - Advising on securities 2018-10-30 2020-02-28
ICBC International Securities Limited
工銀國際證券有限公司
Rep Type 1 - Dealing in securities 2017-06-22 2020-02-28
ICBC International Capital Limited
工銀國際融資有限公司
Rep Type 1 - Dealing in securities 2017-02-01 2020-02-28
ICBC International Capital Limited
工銀國際融資有限公司
Rep Type 6 - Advising on corporate finance 2017-02-01 2020-02-28

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