Lu (SFC:BIP992) Yu
于璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:BIP992) Yu (于璐), a licensed former licensee with CE reference BIP992. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-12 | 2022-12-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-12 | 2022-12-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-05 | 2022-12-06 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-23 | 2021-06-11 |