Xuan (SFC:BIN334) Wang
王瑄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:BIN334) Wang (王瑄), CE reference BIN334. Currently licensed at 1 firm(s): Sanford C. Bernstein (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-01 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-01 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-03 | 2022-06-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-28 | 2022-06-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-12 | 2021-07-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-15 | 2018-08-24 |