Keshav Ratan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keshav Ratan ( ), a licensed former licensee with CE reference BIL656. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-07-04 | 2025-04-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-07-04 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-07-04 | 2025-04-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-07-04 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-04 | 2025-04-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-04 | 2024-02-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-10-28 | 2022-04-14 |