Yui Richard (SFC:BIH702) Chan
陳銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Richard (SFC:BIH702) Chan (陳銳), a licensed former licensee with CE reference BIH702. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2024-06-27 | 2025-10-27 |
| Brookfield Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2024-06-27 | 2025-10-27 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2022-10-21 | 2024-06-27 |
| Brookfield Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2022-10-21 | 2024-06-27 |
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2019-01-23 | 2022-10-07 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-29 | 2019-01-18 |