Yiming (SFC:BIE646) Li
李一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming (SFC:BIE646) Li (李一鳴), a licensed former licensee with CE reference BIE646. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-14 | 2025-10-31 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-11-14 | 2025-10-31 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-25 | 2022-09-29 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-28 | 2022-09-29 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-28 | 2022-09-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-20 | 2020-10-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-20 | 2020-10-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-20 | 2020-10-09 |