Zhongwen Liu
劉中文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongwen Liu (劉中文), a licensed former licensee with CE reference BID794. This person has 2.1 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-08-15 | 2023-12-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-01-31 | 2023-02-03 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-18 | 2018-07-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-18 | 2018-07-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-12-18 | 2018-07-20 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-03 | 2017-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhongwen Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.