Xiaolin (SFC:BID274) Li
李曉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolin (SFC:BID274) Li (李曉琳), a licensed former licensee with CE reference BID274. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2020-01-06 | 2020-02-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-08-15 | 2020-02-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-07 | 2017-06-30 |