Shu Jing
荊舒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Jing (荊舒), a licensed Representative with CE reference BIC415. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-16 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-09-03 | 2021-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-09-03 | 2021-06-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-03 | 2021-06-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-08 | 2019-07-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2018-10-08 | 2019-07-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-08-06 | 2018-08-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-09-05 | 2018-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-09-05 | 2018-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-09-05 | 2018-06-29 |