Pui Lum Seto
司徒沛霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Lum Seto (司徒沛霖), a licensed former licensee with CE reference BIC413. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-21 | 2023-01-31 |
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-30 | 2019-01-27 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-30 | 2019-01-27 |