Yan Qu
曲妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Qu (曲妍), CE reference BHZ234. Currently licensed at 2 firm(s): CMB International Futures Limited, CMB International Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-08 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-04 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-04 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-08 | 2022-07-13 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-24 | 2022-07-13 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-24 | 2022-07-13 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-12 | 2018-06-29 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-12 | 2018-06-29 |