Kai Man Au
區繼文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Man Au (區繼文), a licensed former licensee with CE reference BHY489. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-08-20 | 2024-12-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-08 | 2018-09-01 |