Xiaoxin Geng
耿晓鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxin Geng (耿晓鑫), CE reference BHY003. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2018-09-24 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2018-09-24 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2018-09-24 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2016-08-08 | 2018-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2016-08-08 | 2018-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-08-08 | 2018-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2016-08-08 | 2018-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2016-08-08 | 2018-06-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2016-08-08 | 2018-06-21 |