Theodore Alexander Ball
博希奧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Theodore Alexander Ball (博希奧), a licensed former licensee with CE reference BHX803. This person has 3.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2016-08-19 | 2019-10-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-19 | 2019-10-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2016-08-19 | 2019-10-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-08-19 | 2019-10-27 |