Theodore Alexander Ball
博希奧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Theodore Alexander Ball (博希奧), a licensed former licensee with CE reference BHX803. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2016-08-19 | 2019-10-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2016-08-19 | 2019-10-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2016-08-19 | 2019-10-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2016-08-19 | 2019-10-27 |