Haoting Sun
孫昊廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haoting Sun (孫昊廷), a licensed Representative with CE reference BHX571. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-09-08 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-09-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-08-08 | 2021-05-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-08-08 | 2021-05-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-08-08 | 2021-05-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2016-08-08 | 2021-05-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2021-05-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2021-05-10 |