Siu Man (SFC:BHW617) Ho
何小敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man (SFC:BHW617) Ho (何小敏), a licensed former licensee with CE reference BHW617. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-03 | 2021-12-05 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | 2021-12-05 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-17 | 2021-03-15 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-17 | 2021-03-15 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-24 | 2020-07-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-25 | 2018-01-29 |