Bowen Han
韓博文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bowen Han (韓博文), a licensed former licensee with CE reference BHV171. This person has 4.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2019-04-23 | 2022-06-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2019-04-23 | 2022-06-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2016-08-08 | 2018-04-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2016-08-08 | 2018-04-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-08 | 2018-04-20 |