Yoko Kudo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoko Kudo, a licensed Representative with CE reference BHT721. Currently licensed at 1 firm(s): Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 10.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-07-13 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-07-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-07-13 | 2018-12-19 |