Joy Yan Lam
林載欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joy Yan Lam (林載欣), a licensed former licensee with CE reference BHT087. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-07-06 | 2018-04-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-07-06 | 2018-04-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-07-06 | 2018-04-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-07-06 | 2018-04-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-07-06 | 2018-04-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-07-06 | 2018-04-23 |