Dong (SFC:BHR911) Wang
王棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:BHR911) Wang (王棟), a licensed Representative with CE reference BHR911. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-06-15 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-06-15 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-06-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-06-15 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-06-15 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-06-01 | 2024-02-26 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-22 | 2021-05-30 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-27 | 2016-11-30 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-06-27 | 2016-11-30 |