Chung Man Joseph Yam
任仲文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Man Joseph Yam (任仲文), CE reference BHR865. Currently licensed at 1 firm(s): Far East Horizon International Securities Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Far East Horizon International Securities Limited 遠東宏信國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-27 | present |
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-21 | 2025-07-02 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-20 | 2025-05-21 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-20 | 2025-07-02 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-19 | 2019-09-11 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-19 | 2019-09-11 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-27 | 2017-10-24 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-27 | 2017-10-24 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-27 | 2017-10-24 |