Joseph Edward George Little
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Edward George Little ( ), a licensed former licensee with CE reference BHR324. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-01-06 | 2020-01-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-01-06 | 2020-01-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-06-22 | 2016-06-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-06-22 | 2016-06-23 |