Adam James Antony Francis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam James Antony Francis, a licensed former licensee with CE reference BFY018. This person has 7.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Research & Capital Management Limited | Rep | Type 9 - Asset management | 2019-07-17 | 2024-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-08-03 | 2017-10-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-08-03 | 2017-10-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam James Antony Francis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.