Tsung Hsien Wu
吳宗憲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung Hsien Wu (吳宗憲), a licensed former licensee with CE reference BHP400. This person has 7.4 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-10-14 | 2023-12-28 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-14 | 2023-12-28 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-15 | 2019-09-30 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-13 | 2019-09-30 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-13 | 2019-09-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-31 | 2019-04-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-05-31 | 2019-04-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-07 | 2018-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-08 | 2018-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-08 | 2019-04-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsung Hsien Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.