Xinyi (SFC:BHO437) Li
李心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi (SFC:BHO437) Li (李心怡), CE reference BHO437. Currently licensed at 2 firm(s): PineBridge Investments Asia Limited, PineBridge Investments Hong Kong Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-25 | present |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-25 | present |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-25 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-15 | 2023-04-06 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-15 | 2023-04-06 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 4 — Advising on securities | 2019-04-01 | 2021-10-13 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 — Dealing in securities | 2018-03-14 | 2021-10-13 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-01 | 2018-03-01 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-01 | 2018-03-01 |