Yang (SFC:BHN783) Cao
曹阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BHN783) Cao (曹阳), CE reference BHN783. Currently licensed at 1 firm(s): Principal Asset Management Company (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-13 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2024-11-13 | present |
| Far East Horizon Asset Management Limited 遠東宏信資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-14 | 2023-09-04 |
| Mighty Divine Investment Management Limited | Rep | Type 9 — Asset management | 2020-06-01 | 2021-10-22 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-24 | 2019-06-06 |