Yang (SFC:BHM855) Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BHM855) Zhao, a licensed Representative with CE reference BHM855. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 7 - Providing automated trading services. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-11-01 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-11-01 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2024-11-01 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-06-05 | 2024-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-06-05 | 2024-08-08 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2018-06-05 | 2018-11-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-30 | 2018-04-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2016-05-30 | 2018-04-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2016-05-30 | 2018-04-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2016-05-30 | 2018-04-25 |