Gaurav (SFC:BHK454) Gupta

CE No. BHK454 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaurav (SFC:BHK454) Gupta (), CE reference BHK454. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Rockhampton Management Limited Rep Type 9 — Asset management 2021-05-17 2023-05-05
Auroville Investment Management (HK) Limited
Rep Type 9 — Asset management 2018-02-22 2020-01-31
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities 2016-05-03 2017-08-07
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2016-05-03 2017-08-07

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