Yao (SFC:BHH900) Lu
魯瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao (SFC:BHH900) Lu (魯瑤), a licensed former licensee with CE reference BHH900. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-10-05 | 2018-06-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-10-05 | 2018-06-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-04-15 | 2018-06-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-04-15 | 2018-06-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-04-15 | 2018-06-29 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-04-15 | 2018-06-29 |