Yingxin (SFC:BHH504) Xu
徐穎昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingxin (SFC:BHH504) Xu (徐穎昕), a licensed former licensee with CE reference BHH504. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-06 | 2023-06-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-02 | 2019-06-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2016-04-14 | 2018-03-15 |