Dai Shen
沈岱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dai Shen (沈岱), a licensed former licensee with CE reference BHG181. This person has 9.3 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-26 | 2022-02-28 |
| SPDB International Securities Limited 浦銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-26 | 2026-02-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-09 | 2019-12-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-09 | 2019-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dai Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.