Gordon Bruce Paul

CE No. BHD845 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gordon Bruce Paul (), a licensed former licensee with CE reference BHD845. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2024-10-18 2024-10-25
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2024-10-18 2024-10-25
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2024-03-15 2024-03-22
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2024-03-15 2024-03-22
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2023-02-24 2023-03-01
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2019-04-16 2019-04-23
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 - Advising on futures contracts 2019-04-16 2019-04-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-03-15 2018-06-19
Morgan Stanley Hong Kong Securities Limited Rep Type 1 - Dealing in securities 2016-03-15 2018-06-19
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2016-03-15 2018-06-19
Morgan Stanley Hong Kong Securities Limited Rep Type 7 - Providing automated trading services 2016-03-15 2018-06-19

Related